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Chief Compliance Officer / MLRO
BinanceEttelbruck, Luxembourg
Il y a 19 jours
Description de poste
Responsibilities
Manage the second line of defense : Work closely with the management body and Heads of Functions across Luxembourg and abroad.
Leadpliance and regulatory matters with international regulatory bodies, including support for registrations.
Prepare regular reports and provide strategic direction to senior management regardingpliance matters.
Coordinate various regulatory filings to ensure timely and accurate submissions.
Developpliance policies and audit program procedures to maintain regulatory standards.
Focus on internalpliance policy review, including ongoing assessments, assisting withpliance reviews, internal audit reviews, and ongoing or ad hoc reviews.
Work with in-house and external advisors to monitor and implement responses to regulatory developments that impact the business.
Trackpliance items related to new product or service launches.
Collaborate with other departments on special projects andpliance initiatives as necessary.
Educate staff onpliance requirements and best practices.
Advise on and oversee the implementation of systems and controls to prevent financial crimes related to client funds.
Ensurepliance with the Money Laundering Act, terrorist financing requirements, and transfer of funds regulations.
Oversee the processes for CDD, EDD, sources of wealth, and beneficial ownership verification.
Implement and oversee transaction monitoring systems to detect and report suspicious activities.
Conduct risk assessments related to money laundering and financial crimes involving client funds.
Maintain and updatepliance policies and manuals, including those related to Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT).
Develop and implement training programs to ensure high standards of AML / CFT awareness among employees.
Oversee the outsourcing ofpliance-related activities, ensuring they meet regulatory standards.
Report to theerning body on financial security matters and ensure all AML reporting requirements are met.
Ensurepliance with andmunicate any guidance from relevant regulatory agencies.
Identify and address any potential gaps in AML / CFTpliance, especially in outsourced functions.
Requirements :
Minimum of 10 years of experience in regulatorypliance, AML / CFT, or regulatory functions, preferably within a PSP or an EMI.
Strong knowledge of national and international AML / CFT legislation.
Ability to work independently in a fast-paced, global organization while maintaining close contact with relevant teams across multiple locations.
Excellent problem-solving skills with the ability to provide practical and efficient counsel.
Fluency in English is essential, French would be beneficial.