Chief Compliance Officer / MLRO

Responsibilities

• Manage the second line of defense : Work closely with the management body and Heads of Functions across Luxembourg and abroad.
• Leadpliance and regulatory matters with international regulatory bodies, including support for registrations.
• Prepare regular reports and provide strategic direction to senior management regardingpliance matters.
• Coordinate various regulatory filings to ensure timely and accurate submissions.
• Developpliance policies and audit program procedures to maintain regulatory standards.
• Focus on internalpliance policy review, including ongoing assessments, assisting withpliance reviews, internal audit reviews, and ongoing or ad hoc reviews.
• Work with in-house and external advisors to monitor and implement responses to regulatory developments that impact the business.
• Trackpliance items related to new product or service launches.
• Collaborate with other departments on special projects andpliance initiatives as necessary.
• Educate staff onpliance requirements and best practices.
• Advise on and oversee the implementation of systems and controls to prevent financial crimes related to client funds.
• Ensurepliance with the Money Laundering Act, terrorist financing requirements, and transfer of funds regulations.
• Oversee the processes for CDD, EDD, sources of wealth, and beneficial ownership verification.
• Implement and oversee transaction monitoring systems to detect and report suspicious activities.
• Conduct risk assessments related to money laundering and financial crimes involving client funds.
• Maintain and updatepliance policies and manuals, including those related to Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT).
• Develop and implement training programs to ensure high standards of AML / CFT awareness among employees.
• Oversee the outsourcing ofpliance-related activities, ensuring they meet regulatory standards.
• Report to theerning body on financial security matters and ensure all AML reporting requirements are met.
• Ensurepliance with andmunicate any guidance from relevant regulatory agencies.
• Identify and address any potential gaps in AML / CFTpliance, especially in outsourced functions.

Requirements :

Job ID hdHovxmOg91A