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Chief Compliance Officer H / F

Chief Compliance Officer H / F

Harry HopeLU
Il y a 2 jours
Description de poste

Your Role - Help develop the Compliance Monitoring Plan, including leading the actions and implementation - Conduct annual reviews and updates to the manual of policies and control its implementation within the Company. - Provide advice to the business on appropriateness and effectiveness of controls in place ( - Conduct due diligence on the delegates and services providers of the Company, ensuring the ongoing monitoring of delegated functions in compliance with the CSSF Circular 22 / 806. - Advise on regulatory implications for new business initiatives, ensuring that relevant compliance considerations and resulting risks, are part of the process - Follow up the legal and regulatory developments, informing the Senior Management on the new requirements and reporting deadlines. - Draft the annual reports on the Compliance and AML / CFT functions. - Draft the annual risk assessment of the Company and its funds under portfolio management. - BE the person of contact with the authorities, including the CSSF and FSMA. - Participate to the preparation of legal reporting and regulatory surveys. - Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff

Your profile - You have a m aster's degree in law, finance or economics - You have a t least 8 years of experience in Compliance, regulatory, legal or AML / CFT in the financial sector - You have e xperience of Compliance and AML / CFT functions, and are familiar with the CSSF Circular s including the 20 / 758. - You have a s trong understanding of compliance methodology, regulatory assessments, and controls. - You have excellent communication skills and proven ability to build strong client relationships. - You intend to BE a Chief Compliance Officer and RC (approved by CSSF - You are fluent in English and French. Dutch is considered as an asset. - You are permanently based in Luxembourg or the Grand e Region

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