About the duties, we expect the Compliance Officer to assist the Company and the Conducting Officer in charge of the oversight of the Compliance Function in the following tasks : - In general, conduct activities to identify, assess and mitigate compliance risks. - Support on Cooperation with authorities. - Follow the new legislation and regulations in Luxembourg and support into adapting the existing procedures and policies. - Assist on new Compliance projects. - Assist in the performance of the Compliance monitoring program. - Assist the appointed Transfer Agent and the Group Compliance Function in the accomplishment of their due diligence activities on investors, assets, delegates and providers. - Provide compliance recommendations. - Support on internal Governance by the way of submitting compliance reports and analysis, and by assisting the managers of the team and new joiners. - Contribute to the development of a Compliance framework and culture within the organization.
Compliance Officer • LU