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Compliance Conduct Risk Officer (m / f / d) - permanent position - Luxembourg

Compliance Conduct Risk Officer (m / f / d) - permanent position - Luxembourg

Eurobank Private Bank Luxembourg SANeudorf, Luxembourg, LU
Il y a plus de 30 jours
Type de contrat
  • Quick Apply
Description de poste

Eurobank Private Bank Luxembourg S.A . is engaged in the business of providing Private Banking, Wealth Management and Investment services for corporate and private clients. In order to reinforce its Compliance department, our Bank is currently looking for a :

Compliance Conduct Risk Officer (m / f / d)

The Compliance Conduct Risk Officer primary role is to assist the Head of Compliance Conduct Risk in its responsibility for complying with all non-AML related topics within the remit of the compliance function in particular MIFID / Market Abuse and Cross-border relevant regulatory requirements, internal policies and Eurobank Group standards. The Compliance Conduct Risk Officer plays an important role in strengthening the prudential regulatory expertise and skill-set within the Compliance department.

Main Duties and Responsibilities :

Regulatory watch & Regulatory project

  • Keeping abreast of developments in the relevant legislations;
  • Analyze new regulations and related documents (directives, delegated regulations, laws, circulars, FAQs, ESMA guidelines, etc.);
  • Assists the head of Compliance Conduct Risk to identify the compliance risks and potential impacts on the different activities of the Bank, perform gap analysis when new regulation is issued as regards a compliance area and be able to identify the impact, the gap and the solutions,
  • Participate upon instruction of his head to projects implementing regulatory developments impacting the Bank.

Monitoring & Controlling

  • Monitor the implementation of the MiFID / MAR / Cross-border related processes and procedures of the first line of defence controls by performing compliance monitoring exercises in the relevant areas (i.e. control of the rules of conduct, ensure that the clients’ information collected meets the requirements, review of the Customer Investment Profile, review of the order processing rules, Suitability & Appropriateness controls, review of the client’s classification, product governance, market abuse, insider trading / Staff transactions, travels, cross-border rules, etc),
  • Perform the adequate testing by coordinating with the relevant functions at the Bank,
  • Draft concise and high-quality compliance monitoring memos related findings,
  • More specifically on MAR, perform the treatment of alerts via the Bloomberg Transaction Cost Analysis (BTCA),
  • Staff monitoring and related activities.

    • External & Internal reporting

  • Assist the head on the preparation of the compliance reporting (internal and external),
  • Liaise with internal and / or external parties on MiFID / Market Abuse / Cross-border compliance related matters.

    • Review of polices & procedures

  • Draft and review related policies, procedures for further review by the head.

    • Requirements

  • Education : University degree or equivalent in business management, law or equivalent master.
  • Experience : Between 3 and 7 years in direct regulatory compliance experience in Compliance for a Bank or in a consulting / audit firm with domain of expertise MiFID and Market Abuse (very good knowledge of investor protection regulations and capital markets transparency).
  • Hard skills : Proficient computer skills, working knowledge of the various laws and regulations of the Luxembourg financial sector.
  • Soft skills : attention to detail, strong organizational, analytical and logical skills.
  • Languages : English : strong written and verbal communication skills. French would be an asset.

    • Skill :

  • Strong organizational, and analytical skills.
  • Good communication skills including the ability to deal in a positive and constructive manner.
  • High standards of honesty, objectivity, integrity, diligence, commitment and loyalty.
  • Risk conscious, business minded.
  • Have strong attention to detail.
  • Good research skills.
  • Accurate and methodical.
  • Proficient user of Excel, Word, PowerPoint.
  • MAR monitoring system (BTCA)
  • Solution oriented.
  • Open-minded and eager to develop.

    • Application details : In English by 14th of July 2025

    applications received via email will not be taken into account

    Benefits

    We offer a competitive remuneration package and benefits, based on the candidate’s qualifications and skills.

    By joining Eurobank Group you will be part of a dynamic professional working environment within a robust financial organization, operating with transparency and applying modern corporate governance practices.

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    We respect your personal data. All personal information in your application and CV will remain strictly confidential.

    In case of clarifications need, please contact us at hr_recruitment@eurobankpb.lu

    applications received via email will not be taken into account)

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