AML / KYC Transfer Agent - 12 months fixed-term contract

Responsibilities

• Oversee / QA to AML / KYC Operations teams located globally handling Luxembourg funds
• Perform appropriate level of Quality Assurance including assessments ofplex ownership structures
• Handle AML and KYC related requirements for Investors and related parties, and escalating potential issues to Senior Management and external parties as applicable, as well as handling Client and Investor queries and escalations to provide suitable solutions
• Perform internal controls daily, weekly and monthly and escalating as required, as well as escalation of any irregularities or high risk findings
• Ensure monthly reporting and oversight requirements are met as part of the wider team via performing internal controls / oversight with a view to focus on trends / patterns and concerns within our operations team
• Embrace change and to strive for continuous process improvement in order to achieve greater efficiencies and to improve the effectiveness of services and systems
• Work in partnership with key stakeholders within the Transfer Agency, the Corporate Investment Bank team and our clients in order to keep abreast of changes to client servicing requirements and / or regulatory or policy driven changes
• Adhere to appropriate operational policies and procedures and ensuring same are kept up to date within the team

Required Qualifications, Capabilities And Skills

Preferred Qualifications, Capabilities And Skills

About Us

Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations,ernments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at ourpany. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable amodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an amodation.

About the Team

Morgan'smercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations,ernments and institutions throughout the world entrust us with their business in more than 100 countries. Themercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Job ID 300067659502285