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Compliance Officer - Funds Industry

Compliance Officer - Funds Industry

Source UpLuxembourg, Luxembourg, LU
Il y a plus de 30 jours
Type de contrat
  • Quick Apply
Description de poste

Source Up was founded in 2021 and is a company based in Luxembourg. We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.

We strongly believe in the ideal of "having the right people in the right job".

We combine people and technology to connect individuals to their future professional project 🔗

We work with passion for candidates and employers with the ambition to bring the greatest number of people to bloom in their professional environment 🌺

Why apply ?

You will be working in an international company based in Luxembourg with side offices in various European locations.

Recognized as a professional and reliable firm in its sector, they offer innovative solutions solutions and empower their employees to grow their expertise.

Our client fosters a culture of connection, proactivity and autonomy.

About the offer

Permanent contract

Location : Luxembourg - City Center

Top 3 Key competencies :

  • Former exposure to compliance in the funds industry
  • Minimum of 3 years as a compliance officer
  • Fluent English, French is a plus

About our client

Sector : Service provider in funds administration, domiciliation, reporting solutions, structuring

Values :  Innovation | Excellence | Solution driven

Employees : Worldwide +80

Your missions

Compliance and Regulatory Support :

  • Assisting the Authorized Manager by offering legal and regulatory guidance to client-facing teams.
  • Ensuring compliance with applicable laws, regulations, and internal policies across various aspects of the business.

    • Client Onboarding and Ongoing Monitoring :

  • Reviewing client onboarding documentation and processes, with a particular focus on ongoing client monitoring.
  • Ensuring Know Your Customer (KYC) procedures are properly executed during onboarding and maintained for ongoing compliance.

    • KYC Reviews for Transfer Agent Business :

  • Involvement in the Transfer Agent function, where the focus would be on ensuring that investors' KYC information is up to date and meets regulatory standards.

    • Process Improvement in Compliance :

  • Continuously improving and streamlining processes, especially in relation to risk assessments and overall compliance management.
  • Developing and updating policies, procedures, and controls in line with changes in laws and industry regulations.

    • Your profile

    Bachelor's degree in finance, business administration, law, or a related field; advanced degree or professional certification (e.g., CAMS, CFE, CRCM) preferred

  • Minimum of 3 years of experience in compliance roles within the financial services industry, with specific expertise in the Luxembourg regulatory environment
  • Proficient in Lux GAAP, fluent in French and English
  • Excellent knowledge of the AML / TF regulatory environment.

    • A candidate experience with Source Up, it’s …

  • Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
  • Access to your test results to guide you to your best career choices
  • Interview coaching session before the client meeting
  • Consistent and fair recruitment process with respect, transparency and trust