Talent.com
This job offer is not available in your country.
Senior Compliance Officer F / M - Bank - LU872082

Senior Compliance Officer F / M - Bank - LU872082

Morgan Philips Specialist RecruitmentLuxembourg, Luxembourg, LU
11 days ago
Job description

As Senior Compliance Officer F / M, you will lead and strengthen the bank’s MiFID II compliance framework in a growing private banking environment ensuring investor protection, fee transparency, and high-quality advice in line with CSSF / ESMA expectations.

Key responsibilities :

  • MiFID II governance :  maintain and evolve policies / procedures, risk mapping, and 1st / 2nd line controls.
  • Suitability & appropriateness :  set standards, oversee suitability reviews (sampling, alerts, remediation), and challenge sales practices.
  • Product governance :  co-lead product committees, define target market, monitor performance / costs / risks and conflicts of interest.
  • Inducements & costs / charges :  control retrocessions, ex-ante / ex-post disclosures, and ensure unbiased outcomes.
  • Best execution :  supervise policy and controls (quality of execution data, periodic reviews).
  • Reporting & regulatory watch :  prepare Compliance reports to Management / Board, track CSSF / ESMA updates, drive action plans.

Profile :

  • 4+ years in MiFID II compliance (private banking / wealth management, broker-dealer, or consulting).
  • Knowledge :  MiFID II / MiFIR (suitability, appropriateness, product governance, inducements, best execution), PRIIPs; ESG / SFDR is a plus.
  • Local regulation :  solid understanding of CSSF environment and ESMA guidelines.
  • Languages :  fluent French & English; German / Italian is an asset.
  • Education & certs :  Master’s in Law / Finance / Risk
  • Soft skills :  client focus & integrity, critical thinking, clear communication, constructive challenge, autonomy.

    • What We Offer :

  • Human-sized private bank with quick decision-making.
  • Direct exposure to senior management and regulators.
  • Competitive package, bonus, hybrid work, ongoing training.

    • If you meet the above profile and wish to apply, please submit your application, which will be handled with the utmost confidentiality.

    Create a job alert for this search

    Compliance Officer • Luxembourg, Luxembourg, LU