Talent.com
Senior AML / KYC Officer - Fund industry

Senior AML / KYC Officer - Fund industry

Source UpLuxembourg, Luxembourg, .LU
3 days ago
Job type
  • Quick Apply
Job description

Source Up was founded in 2021 and is a company based in Luxembourg. We carry out our assignments in various sectors, ranging from banking, private equity, insurance, industry…with a pragmatic, proactive and solution-driven approach.

🎯 We strongly believe in the ideal of "having the right people in the right job".

We combine people and technology to connect individuals to their future professional project 🔗

We work with passion for candidates and employers with the ambition to bring the greatest number of people to bloom in their professional environment 🌺

Why apply ?

🌍 You will be working for a large and international company offering audit, tax and advisory services.

💡Our customer has reprensentation in more than 120 offices worldwide. They are recognized as professional and reliable in its sector.

💬 Our client is launching a new advisory services activity in Luxembourg and are looking to hire several qualified professionals.

About the offer

📝 Permanent contract

🏠 Location : Luxembourg - Findel

📲 Top 3 Key competencies :

  • Former exposure to the fund industry
  • Minimum of 5 years in AML / KYC
  • Fluent English

About our client

Sector : Service provider in tax, audit and advisory

Values : Innovation | Excellence | Solution driven

Employees : Worldwide 50,000 +

Role & Responsabilities

Our customer is seeking an experienced Assistant Manager - Senior AML / KYC Officer  to join its Advisory Compliance Team. The successful candidate will advise companies and other team members to ensure full adherence to regulatory and internal compliance standards across all areas of the business.

This position offers an opportunity to play a key role in advising on compliance governance for companies operating under UCITS, AIFMD, and other  frameworks.

Key Responsibilities

  • Advise business teams and clients on regulatory initiatives , including performing gap analyses for investment fund structures and customer's operations
  • Manage  1st line of defence activities (AML reviews, EDD, transaction monitoring, screening) and conducte  Second line of defence regulatory assurance reviews.
  • Provide technical Funds expertise (Alternative, Traditional Investments, UCITS, SICAVS, AFIs) to assist a broad range of AML / FC and GRC clients and support them to manage their relevant regulatory requirements.

    • Participate in the AML escalation process , maintain and update the AML policy , and contribute to updates of the AML risk assessment and risk appetite statement

    Manage operational tasks, such as AML periodic refreshes and remediation, high-risk enhanced due diligence (EDD), transaction monitoring, and screening processes (PEP, sanctions, and negative media)

    Support monitoring and control activities related to the company’s operational and compliance risk management framework

  • Provide and promote a positive and professional compliance service to te customers
  • Ensure the compliance monitoring programmes are conducted on schedule in accordance with the monitoring plans
  • Drafting and updating compliance policies and procedures
  • Ensure knowledge of compliance is up-to-date with recent developments and changes to legislation so as to provide a first class advisory service
  • Co-ordinate the completion of annual business risk assessments

    • Profile

  • A university degree in Law or Audit
  • A minimum of 5 years of professional experience in the financial sector and / or as compliance / internal control officer
  • Experience in conducting CMP, risk assessments, driving regulatory projects
  • Compliance / AML certification would be an asset
  • Excellent understanding and knowledge of European and Luxembourg compliance and AML / CFT related regulation applicable to IFMs and its funds under management (including unregulated funds) and market practices
  • IT skills (MS Office, Excel, Sharepoint, )
  • Proficiency in English written and spoken
  • Any other European language would be an asset
  • Technical excellence

    • A candidate experience with Source Up, it’s …

  • Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
  • Access to your test results to guide you to your best career choices
  • Interview coaching session before the client meeting
  • Consistent and fair recruitment process with respect, transparency and trust
    • Create a job alert for this search

    Senior Fund Industry • Luxembourg, Luxembourg, .LU