Senior Compliance (AIFM)

Your Day-to-Day

• Take ownership of regulatory compliance obligations under AIFMD, CSSF circulars, and other applicable frameworks.
• Maintain and update internal compliance policies and procedures in line with regulatory developments.
• Act as a strategic advisor to senior management on compliance matters and evolving requirements.
• Prepare for and support regulatory inspections and external audits.
• Design, implement, and maintain the AML / CTF framework across the AIFM and its managed funds.
• Conduct AML / CTF risk assessments and oversee investor due diligence processes.
• Handle transaction monitoring, reporting to the RR and Board, and manage communication with the CSSF.
• Ensure proper maintenance of key compliance registers and timely submission of Suspicious Activity Reports (SARs) to the FIU.
• Develop and execute the annual compliance monitoring and testing plan.
• Investigate potential breaches or non-compliance issues and report findings accordingly.
• Oversee regulatory reporting obligations including CSSF filings, FATCA / CRS, and AML annual reports.
• Participate in internal governance committees such as Risk, Valuation, and Investment Committees.
• Deliver internal training sessions on key compliance topics such as AML / CTF, market abuse, and data protection.
• Perform initial and ongoing due diligence on key service providers and delegates.
• Ensure robust outsourcing oversight mechanisms are in place and functioning effectively.

Your Profile