Senior Compliance Officer (M / F / D) - Ready for Mandate as Chief Compliance Officer and Responsable du Contrôle du respect des obligations

🌍 About Us

Moventum Asset Management S.A. (Moventum AM) is a wholly owned subsidiary of Moventum S.C.A. Since 2019 Moventum AM manages Moventum’s own funds of funds and individual mandates as part of its asset management portfolios.

Moventum S.C.A. is an independent financial service partner and has been providing a home for financial service providers such as advisors and asset managers as well as institutional clients from all over the world for more than 20 years. The digital “MoventumOffice” platform offers access to more than 10,000 funds, ETFs and other securities. In addition, it allows financial advisors to open securities accounts for their clients, to place trading orders and to use analysis, reporting and support tools. Institutional clients are able to outsource their entire fund trading with complementary services to Moventum as part of collective or individual custody account management. A variety of fund services are assumed for asset managers, ranging from registrar and transfer agent services to fund accounting, company administration and domiciliation services.

Tasks

We are hiring for a proactive individual to fulfill a dual role as Chief Compliance Officer (CCO) and Responsable du Contrôle du respect des obligations (RC). The successful candidate will provide independent compliance oversight and ensure effective risk management. This role involves developing, implementing, and maintaining compliance programs and internal controls to ensure adherence to legal and regulatory requirements.

📌 Your Responsibilities :

CCO

Regulatory Compliance :

• Monitor and interpret relevant laws, regulations, and guidelines affecting the organization;
• Ensure compliance with Luxembourg’s financial regulations, including CSSF requirements;
• Liaise with regulatory bodies (CSSF, BaFIN, FMA, auditors, etc.) and maintenance of related files and respond to compliance inquiries;
• Establish, implement and maintain effective policies and procedures in relation to compliance, AML CTF and control of delegations.

Compliance Program Development :

Training and Awareness :

Monitoring and Reporting :

Risk Management :

Ethics and Integrity :

Audit coordination :

RC

Internal Controls :

Requirements

Benefits

📩 How to Apply : Please apply through our career website.

We believe diverse teams drive innovation and success. That is why we are proud to be an equal opportunity employer – welcoming applicants of all backgrounds, regardless of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability.

MOVENTUM S.C.A. is a Luxembourg based company, which is part of the ProService Fintech / Oaktree Capital Management group. We are a lead player in the field of fund distribution, wealth management and related services. Our clients are Institutional and financial advisors and our goal is to help them achieve top quality performance for their own clients, based worldwide. We offer a trading platform, asset management solutions and a comprehensive range of middle- and back-office services, provided by highly experienced and dedicated international staff in our Luxembourg, Brno, Frankfurt, Vienna and Warsaw offices.