Regulatory, Compliance & Internal Audit Manager

Job Description

Agama Advisors provides regulatory & compliance assistance, internal audit and advisory services to Asset Managers, Investment Funds and Professionals of the Financial Sector in Luxembourg

Your role

• Endorsing ‘RC’ functions and board mandates for investment funds
• Being in charge of internal audit assignments and developing this service
• Advising clients on regulatory obligations (in relation to corporate governance, compliance, AML / CFT, etc.)
• Participating in the implementation of regulatory projects
• Assessing compliance risks and framework
• Contributing to oversight obligations on delegates or clients service providers (initial, periodic or ad hoc due diligence)
• Reviewing compliance reports ( 'RC' report)
• Preparing training materials (AML / CFT, market abuse, etc.) and facilitating trainings
• Contributing to the firm's client acceptance and monitoring process
• Responding to business tenders
• Carrying out a regulatory watch to be shared internally and with clients
• Participating in the structuring and daily life of the firm and the team, to make it grow